Life Sciences & Health Services

Atlas Spine, Inc.

Worked as co-placement agent in placing $3.5 million in Series A Preferred Stock for Atlas Spine, Inc. with a single institutional investor. Proceeds from the sale were allocated toward inventory, product development, workforce expansion, and general working capital.

Cytomedix, Inc. (NYSE Alternext:GTF)

Worked as the sole placement agent for Cytomedix, Inc. to raise a total of $1.47mm in common stocks with warrants via a registered direct offering with several institutional investors and current shareholders. Proceeds used for general working capital.

MedLink International, Inc. (OTCBB:MLKNA)

Worked as selling agent to Aegis Capital Corp. in placing $2.25 million in financing for MedLink International, Inc. The aggregate amount consisted of a $1.0 million placement of common stock and warrants plus a $1.25 million placement of convertible notes. Proceeds from the raise were allocated toward sales and marketing, working capital, as well as the acquisition of MedAppz, announced in November 2010.

ScripsAmerica, Inc.

Worked as sole placement agent for ScripsAmerica, Inc. to raise $1.043 million in Series A Preferred Stock via a private placement. Proceeds were used for general working capital. ScripsAmerica, Inc. implements efficient supply chain management on behalf of its clients, from strategic sourcing to delivering niche generic pharmaceuticals to market.

Spring Bank Pharmaceuticals, Inc.

Advised Spring Bank Pharmaceuticals, Inc., a clinical stage drug discovery company, in its raise of a convertible note.

Vetco, Inc.

Appointed by the Supreme Court of the State of New York, County of Nassau as a neutral expert to value a minority shareholder's ownership after a rescinded 1996 Initial Public Offering. Vetco developed and distributed pediatric over-the-counter healthcare products including Little Noses nasal products, Little Tummys digestive health products, Little Colds cough/cold remedies and Little Remedies New Parents Survival Kits. In 2004, Vetco was acquired by Prestiges Brands, Inc.

* Indicates transactions were completed by Avalon Net Worth senior executives while employed at previous firms