Managing Director, CFA
Kenneth Segal
Kenneth Segal has more than 25 years of experience in capital markets, credit, investment banking, portfolio acquisitions, trading, structured finance, equipment finance, and lending. He has advised banks, private equity firms, corporations and finance companies, completing over 150 assignments with an aggregate deal value of $20 billion. As regulatory principal for FINRA regulated broker dealers, he has served as Chief Executive Officer, Chief Compliance Officer, and Anti-Money Laundering Compliance Officer. Ken earned his Bachelor’s Degree in Chemistry, Magna Cum Laude, from Bowdoin College and his M.B.A. in Finance and Accounting from the University of Chicago Graduate School of Business. He holds his Series 7, 24, 63, 79 and 99 FINRA registrations and has served on the Board of Directors for many entities. Ken has been quoted in The Wall Street Journal, American Banker, and SNL Financial. He has also appeared on Fox Business Network and CBS Radio. Additionally, he serves as an Adjunct Faculty member at North Shore Community College.